RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• G••••• P••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Jan 31, 2018 · Weston, Fl
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJun 30, 2016 to Oct 19, 2017 · Plantation, Fl
- F•••••••• W••• G•••• formerJun 2, 2015 to May 6, 2016 · Fort Lauderdale, Fl
- V••••••• C•••••• A•••• M••••••••• L•• formerJan 26, 2015 to May 19, 2015 · W•••On, Fl
- K••••• A•••••••• I••• BD affiliatedOct 22, 2010 to Dec 5, 2014 · Ft. Lauderdale, Fl
- I••••••••• A••••••• S••••••• I•• formerMay 20, 2008 to Jul 30, 2010 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 11, 2003 to Jan 24, 2007 · Pembroke Pines, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 6, 2002 to Jun 19, 2003 · Ft Lauderdale, Fl
- A••••••• F•••••••• A•••••••• L•• to I•••••••• A•••••••• L••left Oct 19, 2017, registered Jan 31, 2018 (104 days) · Other
- F•••••••• W••• G•••• to A••••••• F•••••••• A•••••••• L••left May 6, 2016, registered Jun 30, 2016 (55 days) · Other
- V••••••• C•••••• A•••• M••••••••• L•• to F•••••••• W••• G••••left May 19, 2015, registered Jun 2, 2015 (14 days) · Other
- K••••• A•••••••• I••• to V••••••• C•••••• A•••• M••••••••• L••left Dec 5, 2014, registered Jan 26, 2015 (52 days) · Other
- I••••••••• A••••••• S••••••• I•• to K••••• A•••••••• I•••left Jul 30, 2010, registered Oct 22, 2010 (84 days) · Other
- S••••••• I••••••••• S•••••••• I••• to I••••••••• A••••••• S••••••• I••left Jan 24, 2007, registered May 20, 2008 (482 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 19, 2003, registered Jun 11, 2003 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address