DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stonemark Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alvin Siu-Lun Yam | Stonemark Wealth Management independent RIA | Paraiba Wealth Management LLC state registered | RIA to a state-registered adviser | Mar 21, 2022 | Sep 12, 2022 (175 d) |
| Joseph Peter Traba | Stonemark Wealth Management independent RIA | Strategy Asset Managers L.L.C. independent RIA | RIA to RIA | Feb 24, 2020 | Feb 3, 2020 |
| Leon Chang Soo Kim | Stonemark Wealth Management independent RIA | Klk Capital Management LLC independent RIA | RIA to RIA | May 29, 2019 | May 29, 2019 |
| Coco M Lorenzo | Stonemark Wealth Management other | Monograph Wealth Advisors, LLC independent RIA | Other | Jan 31, 2017 | Apr 14, 2022 (1899 d) |
| John Cole Williams | Stonemark Wealth Management other | Wespac Advisors, LLC other | Other | Nov 18, 2013 | Jan 1, 2025 (4062 d) |
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5 moves match.