DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Private Client Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Allen Schei | Private Client Advisors other | Sowell Management other | Other | Jun 16, 2014 | Oct 7, 2016 (844 d) |
| Elizabeth Nmn Luna | Private Client Advisors other | Sowell Management other | Other | Jun 16, 2014 | Sep 26, 2016 (833 d) |
| Alena Povarova | Private Client Advisors no RAUM | Sowell Management other | Other | Mar 24, 2012 | Nov 14, 2016 (1696 d) |
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3 moves match.