DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Private Client Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Nicholas Shubin | Legacy Private Client Group, Inc. other | Global View Capital Management LLC independent RIA | Other | Oct 20, 2021 | Sep 23, 2021 |
| Roberto Roman | Legacy Private Client Group, Inc. other | Legacy Pcg, LLC no RAUM | Other | Dec 31, 2016 | Jul 25, 2016 |
| Todd Eric Lunsford | Legacy Private Client Group, Inc. other | Legacy Pcg, LLC no RAUM | Other | Dec 31, 2016 | Jul 25, 2016 |
| Matthew Philip Erickson | Legacy Private Client Group, Inc. other | Regal Investment Advisors LLC other | Other | Oct 22, 2012 | Oct 19, 2012 |
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4 moves match.