DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sageguard Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Thomas BreedloveSageguard Financial Group, LLC independent RIAPinkerton Wealth Partners independent RIARIA to RIAApr 23, 2026Jun 2, 2026 (40 d)
Jarrod Paul NullSageguard Financial Group, LLC independent RIALasting Mark Retirement Group LLC state registeredRIA to a state-registered adviserJan 14, 2026Feb 3, 2026
Douglas David HorneSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Aug 9, 2021
Darwin Douglas JohnsonSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jun 23, 2021
John Fulton EvansSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Aug 2, 2021
David Leon CoweeSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Jarrod Paul NullSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Lukas Ray SmithSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 16, 2021
Jeffrey Pierce AtchisonSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Patrick Joseph WehrlySageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 21, 2021
Joseph William WehrlySageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
David Orlando PerezSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 16, 2021
Eric James ViavatteneSageguard Financial Group, LLC independent RIAKingsly Capital, LLC state registeredRIA to a state-registered adviserMay 10, 2021Dec 22, 2020
Cody Allen CrawfordSageguard Financial Group, LLC independent RIASpg Advisors LLC independent RIARIA to RIAApr 29, 2019May 17, 2019
Quang Ngoc NguyenSageguard Financial Group, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2018Oct 15, 2018 (40 d)
Randy Howard PackettSageguard Financial Group, LLC otherChesapeake Capital Management, LLC state registeredOtherFeb 7, 2017Jan 3, 2017
Vincent J SilvestriSageguard Financial Group, LLC otherChesapeake Capital Management, LLC state registeredOtherDec 31, 2016Jan 3, 2017
Daniel Ray KerrSageguard Financial Group, LLC otherBrookstone Financial state registeredOtherMar 11, 2015Feb 6, 2015
Page 1 of 1
18 moves match.