DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Wealth Management And Planning LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Jones Fannin | Alpha Wealth Management And Planning LLC independent RIA | Advisor Resource Council independent RIA | RIA to RIA | Jul 17, 2025 | May 22, 2025 |
| Dwayne Masaaki Arakaki | Alpha Wealth Management And Planning LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2022 | Oct 31, 2022 |
| Mitchell Marriott | Alpha Wealth Management And Planning LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Aug 7, 2019 | Sep 19, 2019 (43 d) |
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3 moves match.