DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cerity Partners Retirement Plan Consultants
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hunter Paul Haley | Cerity Partners Retirement Plan Consultants institutional | Ameriprise Financial Services, LLC national BD | Other | May 15, 2026 | May 15, 2026 |
| Scott Michael Lepa | Cerity Partners Retirement Plan Consultants institutional | Prasad Wealth Partners independent RIA | Other | Feb 24, 2025 | Jun 20, 2025 (116 d) |
| Kate Elisabeth Kittinger | Cerity Partners Retirement Plan Consultants institutional | Pension Architects Advisory Group LLC other | Other | Nov 20, 2024 | Apr 1, 2014 |
| Carmela Lee Elco | Cerity Partners Retirement Plan Consultants institutional | Trinity Investment Advisors, LLC institutional | Other | Feb 4, 2021 | Mar 25, 2021 (49 d) |
| Samuel Victor Garcia | Cerity Partners Retirement Plan Consultants other | Pension Architects Advisory Group LLC other | Other | Sep 1, 2015 | Apr 1, 2014 |
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5 moves match.