DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trinity Investment Advisors, LLC
Latest filing Mar 18, 2026
First filing on the tape Apr 11, 2012 · 18 filings
SEC status approved since Jun 30, 2006
RAUM
$388M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$97.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$388M as of Mar 18, 2026
Apr 11, 2012$95.0M then
HNW client RAUM$2.4M as of Mar 26, 2021
Mar 26, 2018$5.6M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Apr 11, 20120 then
Employees (5.A)3 as of Mar 18, 2026
Mar 20, 20131 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $97.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$388M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 34reported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Kevin Mccabe | Deerfield, Il | Mar 6, 2007 | 31 y | 2 |
| Jennifer Tracey Kirby | Wilmington, De | Jun 7, 2012 | 22 y | 2 |
| Richard Dennis Pearce | West Chester, Pa | Jun 11, 2012 | 33 y | 2 |
| Carmela Lee Elco | West Chester, Pa | Mar 25, 2021 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Carmela Lee Elco from Cerity Partners Retirement Plan ConsultantsMar 25, 2021 · Other
- Richard Dennis Pearce from Stancorp Investment Advisers, Inc.Jun 11, 2012 · Other
- Jennifer Tracey Kirby from Stancorp Investment Advisers, Inc.Jun 7, 2012 · Other
- Michael Kevin Mccabe from Kohlhepp Investment Advisors, Ltd.Jun 30, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kevin Michael Mccabe · Member & Chief Compliance Officercontrolsince 06/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Pa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 36 to 34Jun 3, 2025 to Mar 18, 2026
- Pension plan clients · 36 to 34Jun 3, 2025 to Mar 18, 2026
- Discretionary RAUM · $342M to $388MJun 3, 2025 to Mar 18, 2026
- Pension RAUM · $342M to $388MJun 3, 2025 to Mar 18, 2026
- RAUM · $342M to $388MJun 3, 2025 to Mar 18, 2026
- Financial planning clients · unset to Mar 12, 2025 to Jun 3, 2025
- Accounts · 33 to 36Apr 24, 2024 to Mar 12, 2025
- Pension plan clients · 33 to 36Apr 24, 2024 to Mar 12, 2025
- Discretionary RAUM · $301M to $342MApr 24, 2024 to Mar 12, 2025
- Pension RAUM · $301M to $342MApr 24, 2024 to Mar 12, 2025
- RAUM · $301M to $342MApr 24, 2024 to Mar 12, 2025
- Accounts · 29 to 33Mar 31, 2022 to Mar 27, 2024
- Pension plan clients · 29 to 33Mar 31, 2022 to Mar 27, 2024
- Financial planning clients · 0 to unsetMar 31, 2022 to Mar 27, 2024
- State-registered IARs · 2 to 3Mar 31, 2022 to Mar 27, 2024
- Discretionary RAUM · $0 to $301MMar 31, 2022 to Mar 27, 2024
- Non-discretionary RAUM · $262M to $0Mar 31, 2022 to Mar 27, 2024
- Pension RAUM · $262M to $301MMar 31, 2022 to Mar 27, 2024
- RAUM · $262M to $301MMar 31, 2022 to Mar 27, 2024
- Accounts · 28 to 29Mar 26, 2021 to Mar 31, 2022
- Advisory activities · 2 to 1Mar 26, 2021 to Mar 31, 2022
- HNW clients · 1.0 to unsetMar 26, 2021 to Mar 31, 2022
- Pension plan clients · 27 to 29Mar 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $207M to $0Mar 26, 2021 to Mar 31, 2022
- HNW RAUM · 2400000.0 to unsetMar 26, 2021 to Mar 31, 2022
- Individual RAUM · 0.0 to unsetMar 26, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $0 to $262MMar 26, 2021 to Mar 31, 2022
- Pension RAUM · $205M to $262MMar 26, 2021 to Mar 31, 2022
- RAUM · $207M to $262MMar 26, 2021 to Mar 31, 2022
- Accounts · 45 to 28Jun 29, 2020 to Mar 26, 2021
- Advisory employees · 1 to 3Jun 29, 2020 to Mar 26, 2021
- Advisory activities · 4 to 2Jun 29, 2020 to Mar 26, 2021
- HNW clients · unset to 1.0Jun 29, 2020 to Mar 26, 2021
- Employees · 1 to 3Jun 29, 2020 to Mar 26, 2021
- State-registered IARs · 1 to 2Jun 29, 2020 to Mar 26, 2021
- Discretionary RAUM · $10.0M to $207MJun 29, 2020 to Mar 26, 2021
- HNW RAUM · $9.0M to $2.4MJun 29, 2020 to Mar 26, 2021
- Individual RAUM · $4.0M to $0Jun 29, 2020 to Mar 26, 2021
- Non-discretionary RAUM · $176M to $0Jun 29, 2020 to Mar 26, 2021
- Pension RAUM · $173M to $205MJun 29, 2020 to Mar 26, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TRINITY-ADVISORS-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TRINITYADVISORSGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-344-9300reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026