DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tidal Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Patrick Lowrey | Tidal Investments LLC asset manager | Silver Anchor Financial, LLC state registered | Other | Jan 9, 2025 | May 24, 2024 |
| James Bernard Carroll | Tidal Investments LLC asset manager | Ballast Rock Private Wealth independent RIA | Other | Sep 6, 2023 | Sep 12, 2023 |
| Juan Carlos Avila | Tidal Investments LLC asset manager | Centric Wealth Management, LLC independent RIA | Other | Sep 6, 2023 | May 5, 2023 |
| James Hofheimer | Tidal Investments LLC asset manager | Morgan Stanley wirehouse | Other | Aug 23, 2023 | Jul 28, 2023 |
Page 1 of 1
4 moves match.