DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maltin Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Ann Ricca | Maltin Wealth Management, Inc. independent RIA | Aj Wealth independent RIA | RIA to RIA | Oct 18, 2021 | Nov 11, 2021 |
| Jordan Lee Crowley | Maltin Wealth Management, Inc. independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2019 | Jun 27, 2023 (1295 d) |
| Michael Lynch | Maltin Wealth Management, Inc. other | Citigroup Global Markets Inc. BD affiliated | Other | Nov 5, 2016 | Aug 17, 2021 (1746 d) |
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3 moves match.