DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stonewater Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Alexander Munoz | Stonewater Wealth Management, Inc. independent RIA | Ironoak Wealth independent RIA | RIA to RIA | Mar 23, 2022 | Jan 15, 2020 |
| Tracey Kulpa Brenneise | Stonewater Wealth Management, Inc. independent RIA | Ironoak Wealth independent RIA | RIA to RIA | Mar 23, 2022 | Jun 18, 2020 |
| Kelly Ann Mcgrath | Stonewater Wealth Management, Inc. independent RIA | Ironclad Strategies LLC unclassified | Other | Mar 23, 2022 | May 14, 2019 |
| Ryan Joel Canales | Stonewater Wealth Management, Inc. mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Oct 4, 2019 | Sep 17, 2019 |
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4 moves match.