DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••••• W•••••

Independent wealth managerCedar Park, TexasCRD 306403SEC 801-132175websiteIAPD
Legal name I•••••• W••••• L••
Latest filing Jun 15, 2026
First filing on the tape Apr 22, 2025 · 7 filings
SEC status approved since Mar 13, 2025
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$162M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$162M as of Jun 15, 2026
Apr 22, 2025$106M then
HNW client RAUM$90.0M as of Jun 15, 2026
Apr 22, 2025$56.0M then
State-registered IARs (5.B.3)6 as of Jun 15, 2026
Apr 22, 20255 then
Employees (5.A)6 as of Jun 15, 2026
Apr 22, 20255 then
Private funds: no history
RAUM +53% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$27.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$310,345derivedHNW RAUM over HNW clients
Average account
$233,094derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+53%derivedbetween the last two annual amendments
Advisor growth, one year
+40%derivedItem 5.B.3 between annual amendments
Client growth, one year
+42%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$90.0M56%
  • Individuals$72.0M44%
Individual clients
42reported
HNW clients
290reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
695reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••••••• A•••••••• M••••Cedar Park, TxJan 15, 202025 y7
K•••• A•• M••••••Cedar Park, TxJan 16, 202016 y3
T••••• K•••• B••••••••Huntington Beach, Ca Jun 18, 202022 y6
J•••••• A••••• N•••••Cedar Park, TxJun 5, 202411 y1
C••••••••• D••••• H••••Cedar Park, TxOct 3, 202529 y5
P••••• S••• M•••••••Cedar Park, TxApr 17, 202612 y2
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M••••• N•••••••• A•••••••• · Chief Compliance Officer/Investment Advisor Representative/Managing Membercontrol
      since 11/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Cedar Park, Tx · principal621
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 50 %Change between filings · filing Apr 17, 2026
      RAUM (Item 5.F) moved from $106,000,000 to $162,000,000 (+53.0%) between the annual amendments of 2025-04-22 and 2026-04-17; the peer median change was +15.0% (4549 comparable advisers, 96.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,549) · 96% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Advisory employees · 7 to 6
      Apr 17, 2026 to Jun 15, 2026
    • Employees · 7 to 6
      Apr 17, 2026 to Jun 15, 2026
    • State-registered IARs · 7 to 6
      Apr 17, 2026 to Jun 15, 2026
    • Advisory employees · 6 to 7
      Mar 11, 2026 to Apr 17, 2026
    • Employees · 6 to 7
      Mar 11, 2026 to Apr 17, 2026
    • State-registered IARs · 6 to 7
      Mar 11, 2026 to Apr 17, 2026
    • Accounts · 558 to 695
      Oct 3, 2025 to Feb 17, 2026
    • HNW clients · 40 to 290
      Oct 3, 2025 to Feb 17, 2026
    • Individual clients · 244 to 42
      Oct 3, 2025 to Feb 17, 2026
    • Discretionary RAUM · $129M to $162M
      Oct 3, 2025 to Feb 17, 2026
    • HNW RAUM · $64.4M to $90.0M
      Oct 3, 2025 to Feb 17, 2026
    • Individual RAUM · $65.0M to $72.0M
      Oct 3, 2025 to Feb 17, 2026
    • RAUM · $129M to $162M
      Oct 3, 2025 to Feb 17, 2026
    • Advisory employees · 5 to 6
      Jul 22, 2025 to Oct 3, 2025
    • Employees · 5 to 6
      Jul 22, 2025 to Oct 3, 2025
    • State-registered IARs · 5 to 6
      Jul 22, 2025 to Oct 3, 2025
    • Accounts · 490 to 558
      Apr 22, 2025 to Jul 22, 2025
    • HNW clients · 38 to 40
      Apr 22, 2025 to Jul 22, 2025
    • Individual clients · 195 to 244
      Apr 22, 2025 to Jul 22, 2025
    • Financial planning clients · 26-50 to 26-50
      Apr 22, 2025 to Jul 22, 2025
    • Discretionary RAUM · $106M to $129M
      Apr 22, 2025 to Jul 22, 2025
    • HNW RAUM · $56.0M to $64.4M
      Apr 22, 2025 to Jul 22, 2025
    • Individual RAUM · $50.0M to $65.0M
      Apr 22, 2025 to Jul 22, 2025
    • RAUM · $106M to $129M
      Apr 22, 2025 to Jul 22, 2025
    Signals
    5 dated events
    • L••• B•••••••• H••••• left I•••••• W••••• for L••••• W••••• M••••••••• L•• (registered 2026-06-10)
      Jun 15, 2026 · Advisor changed firm · fact
    • A••••••••• R• P•••• left I•••••• W••••• for F••••• I••••••••• (registered 2023-09-13)
      May 12, 2023 · Advisor changed firm · fact
    • M•••••• A•••• H••••• left I•••••• W••••• for V•••• C•••••• L•• (registered 2022-07-08)
      Jun 30, 2022 · Advisor changed firm · fact
    • 2 advisors left S••••••••• W••••• M••••••••• I••• (Cedar Park, TX) for I•••••• W••••• on the same day
      Mar 23, 2022 · Team lift-out · derived
    • P•••••• R••••• W••••• left I•••••• W••••• for D•• W••••• M••••••••• (registered 2022-05-29)
      Mar 21, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@ironoakwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    cosette@ironoakwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    madeline@ironoakwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    megan@ironoakwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    seth@ironoakwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    737-271-9421reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    512-709-0079reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    ironoakwealth.comreportedpublic record, Form ADV, Sep 19, 2026
    Principal office phone
    737-271-9421reportedpublic record, Form ADV, Jun 15, 2026
    Contact form
    ironoakwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    ironoakwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $27.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026