DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Iron Horse Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis Lee MarkwayIron Horse Wealth Management, LLC independent RIAApella Wealth independent RIARIA to RIANov 12, 2025Jul 9, 2025
Greg Joseph HayesIron Horse Wealth Management, LLC independent RIAApella Wealth independent RIARIA to RIANov 12, 2025Jul 7, 2025
Daniel Lee BeyerIron Horse Wealth Management, LLC independent RIAApella Wealth independent RIARIA to RIANov 12, 2025Jul 7, 2025
Mark Alan BroderickIron Horse Wealth Management, LLC independent RIAApella Wealth independent RIARIA to RIANov 12, 2025Jul 7, 2025
Penny Dyan SchmidtIron Horse Wealth Management, LLC independent RIAApella Wealth independent RIARIA to RIANov 12, 2025Jul 8, 2025
Isabel Olivia McmillenIron Horse Wealth Management, LLC independent RIAFoster Group, Inc. independent RIARIA to RIAJun 18, 2025Jul 17, 2025
Michael Francis BanasiakIron Horse Wealth Management, LLC independent RIAOmni Wealth Management state registeredRIA to a state-registered adviserJan 29, 2020Feb 12, 2020
Jamie A LangbeinIron Horse Wealth Management, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2019Jan 9, 2020 (250 d)
William Joseph StreffIron Horse Wealth Management, LLC independent RIAStreff Wealth Management unclassifiedOtherApr 16, 2018Apr 2, 2018
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9 moves match.