DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Teamwork Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Samuel Srulowitz | Teamwork Financial Advisors, LLC independent RIA | Heritage Haus Wealth Partners LLC no RAUM | RIA to a newly registered adviser | Aug 14, 2026 | Jul 20, 2026 |
| Michael Francisco Gaona | Teamwork Financial Advisors, LLC independent RIA | Heritage Haus Wealth Partners LLC no RAUM | RIA to a newly registered adviser | Aug 14, 2026 | Jul 31, 2026 |
| Tanner J. Friesenhahn | Teamwork Financial Advisors, LLC independent RIA | Heritage Haus Wealth Partners LLC no RAUM | RIA to a newly registered adviser | Aug 14, 2026 | Jul 20, 2026 |
| Jorge Arturo Cruz | Teamwork Financial Advisors, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 22, 2026 | Feb 10, 2026 |
| Michael Anthony Walters | Teamwork Financial Advisors, LLC independent RIA | Swbc Investment Company mixed wealth | RIA to RIA | Jul 17, 2024 | Jul 9, 2024 |
| Andrew James Huber | Teamwork Financial Advisors, LLC independent RIA | Magnolia Wealth state registered | RIA to a state-registered adviser | Jun 5, 2024 | May 9, 2024 |
| William Scott Perry | Teamwork Financial Advisors, LLC independent RIA | Mariner Advisor Network BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Oct 12, 2023 |
| Marlon Eduardo "Eddie" Zavala | Teamwork Financial Advisors, LLC independent RIA | Mariner Advisor Network BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Oct 12, 2023 |
| Jason Robert Odette | Teamwork Financial Advisors, LLC independent RIA | Msi Financial Services, Inc. other | Other | Feb 18, 2015 | Mar 4, 2015 |
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9 moves match.