DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Teamwork Financial Advisors, LLC

Independent wealth managerSan Antonio, TexasCRD 165237SEC 801-114801websiteIAPD
Latest filing Aug 14, 2026
First filing on the tape Feb 6, 2019 · 57 filings
SEC status approved since Mar 6, 2019
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.0B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$92.1M
derived; firm RAUM over IAPD count
Employees
26
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$1.0B as of Aug 14, 2026
Feb 27, 2019$117M then
HNW client RAUM$746M as of Aug 14, 2026
Feb 27, 2019$46.4M then
State-registered IARs (5.B.3)11 as of Aug 14, 2026
Feb 27, 20196 then
Employees (5.A)26 as of Aug 14, 2026
Feb 27, 20197 then
Private funds: no history
RAUM +27% over the last fiscal year+22% a year over threeIARs 13 to 11
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$92.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
225derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$751,281derivedHNW RAUM over HNW clients
Average account
$218,057derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.4derivedItem 5.A over advisors
Advisors per office
2.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
+15%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$388M, 1,591 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$746M74%
  • Individuals$258M25%
  • Charitable organizations$7.6M0.8%
  • Pension and profit-sharing plans$1.7M0.2%
Individual clients
1,487reported
HNW clients
993reported
Pension plan clients
2reported
Charitable clients
3reported
Accounts
4,648reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$388M for 1,591 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Douglas Ronald MoeNew Braunfels, Tx Oct 1, 201225 y2
Diana Morales JordanSan Antonio, Tx Apr 24, 201838 y0
Herbert N KrausLaredo, Tx Jan 6, 202221 y1
Meagan Moe NieseCertified Financial PlannerAustin, Tx Feb 11, 202214 y1
Clay RogersSan Antonio, TxJun 22, 202210 y0
Jeffrey Allen WrightCertified Financial Planner, Chartered Financial ConsultantHouston, Tx Aug 25, 202332 y3
Madison Haley MoeSan Antonio, TxMay 8, 202412 y0
Austin MillerSan Antonio, TxJun 20, 202412 y0
Hany H AhmadCertified Financial PlannerSan Antonio, Tx Sep 6, 202421 y5
Russell Drake ThammSan Antonio, Tx Nov 26, 202512 y1
Michael De GuzmanSan Antonio, TxMar 13, 202613 y0
Advisor movement
4 left, 1 joined in 12 months
net -3 in 12 months3 left in 90 days0 joined in 90 daysdeparture rate 36% of current headcount8 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ronald Douglas Moe · Ceo, Chief Compliance Officercontrol
    since 08/2012 · owns 75% or more
Related persons
Schedule D 7.A
  • Bert Kraus Cpa
    insurancen
  • Law Offices Of Doug Moe
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Antonio, Tx · principal1120
Austin, Tx210
Houston, Tx200
Laredo, Tx200
New Braunfels, Tx2041
Offices
Schedule D 1.F, the 25 largest
  • Houston, TX2 employees
  • New Braunfels, TX2 employees
  • Austin, TX1 employees
  • Laredo, TX1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 14 to 11
    May 18, 2026 to Aug 14, 2026
  • Employees · 29 to 26
    May 18, 2026 to Aug 14, 2026
  • State-registered IARs · 14 to 11
    May 18, 2026 to Aug 14, 2026
  • Advisory employees · 15 to 14
    Apr 20, 2026 to May 18, 2026
  • Employees · 30 to 29
    Apr 20, 2026 to May 18, 2026
  • State-registered IARs · 15 to 14
    Apr 20, 2026 to May 18, 2026
  • Accounts · 4,253 to 4,648
    Jan 22, 2026 to Mar 30, 2026
  • Advisory employees · 14 to 15
    Jan 22, 2026 to Mar 30, 2026
  • HNW clients · 840 to 993
    Jan 22, 2026 to Mar 30, 2026
  • Individual clients · 1,483 to 1,487
    Jan 22, 2026 to Mar 30, 2026
  • Assets in custody · $267M to $388M
    Jan 22, 2026 to Mar 30, 2026
  • Employees · 29 to 30
    Jan 22, 2026 to Mar 30, 2026
  • Financial planning clients · 1-10 to 0
    Jan 22, 2026 to Mar 30, 2026
  • State-registered IARs · 14 to 15
    Jan 22, 2026 to Mar 30, 2026
  • Discretionary RAUM · $800M to $1.0B
    Jan 22, 2026 to Mar 30, 2026
  • HNW RAUM · $569M to $746M
    Jan 22, 2026 to Mar 30, 2026
  • Individual RAUM · $217M to $258M
    Jan 22, 2026 to Mar 30, 2026
  • Pension RAUM · $2.2M to $1.7M
    Jan 22, 2026 to Mar 30, 2026
  • RAUM · $800M to $1.0B
    Jan 22, 2026 to Mar 30, 2026
  • Advisory employees · 15 to 14
    Dec 2, 2025 to Jan 22, 2026
  • Employees · 30 to 29
    Dec 2, 2025 to Jan 22, 2026
  • State-registered IARs · 15 to 14
    Dec 2, 2025 to Jan 22, 2026
  • Advisory employees · 13 to 15
    Mar 20, 2025 to Dec 2, 2025
  • Employees · 27 to 30
    Mar 20, 2025 to Dec 2, 2025
  • State-registered IARs · 13 to 15
    Mar 20, 2025 to Dec 2, 2025
  • Accounts · 4,115 to 4,253
    Feb 21, 2025 to Mar 20, 2025
  • Advisory employees · 17 to 13
    Feb 21, 2025 to Mar 20, 2025
  • Charity clients · 4 to 3
    Feb 21, 2025 to Mar 20, 2025
  • HNW clients · 722 to 840
    Feb 21, 2025 to Mar 20, 2025
  • Individual clients · 1,540 to 1,483
    Feb 21, 2025 to Mar 20, 2025
  • Assets in custody · $78.1M to $267M
    Feb 21, 2025 to Mar 20, 2025
  • Employees · 29 to 27
    Feb 21, 2025 to Mar 20, 2025
  • Financial planning clients · More than 500 to 1-10
    Feb 21, 2025 to Mar 20, 2025
  • Discretionary RAUM · $654M to $800M
    Feb 21, 2025 to Mar 20, 2025
  • HNW RAUM · $453M to $569M
    Feb 21, 2025 to Mar 20, 2025
  • Individual RAUM · $188M to $217M
    Feb 21, 2025 to Mar 20, 2025
  • Pension RAUM · $1.6M to $2.2M
    Feb 21, 2025 to Mar 20, 2025
  • RAUM · $654M to $800M
    Feb 21, 2025 to Mar 20, 2025
  • Advisory employees · 16 to 17
    Dec 24, 2024 to Jan 9, 2025
  • Employees · 28 to 29
    Dec 24, 2024 to Jan 9, 2025
Signals
15 dated events
  • Tanner J. Friesenhahn left Teamwork Financial Advisors, Llc for Heritage Haus Wealth Partners Llc (registered 2026-07-20)
    Aug 14, 2026 · Advisor changed firm · fact
  • Michael Samuel Srulowitz left Teamwork Financial Advisors, Llc for Heritage Haus Wealth Partners Llc (registered 2026-07-20)
    Aug 14, 2026 · Advisor changed firm · fact
  • Michael Francisco Gaona left Teamwork Financial Advisors, Llc for Heritage Haus Wealth Partners Llc (registered 2026-07-31)
    Aug 14, 2026 · Advisor changed firm · fact
  • 3 advisors left Teamwork Financial Advisors, LLC (New Braunfels, TX) for Heritage Haus Wealth Partners LLC on the same day
    Aug 14, 2026 · Team lift-out · derived
  • Teamwork Financial Advisors, Llc reported RAUM $1.0B, up 27% from $800.5M (2026-01-22 to 2026-03-30)
    Mar 30, 2026 · RAUM change · derived
  • Jorge Arturo Cruz left Teamwork Financial Advisors, Llc for Ameriprise Financial Services, Llc (registered 2026-02-10)
    Jan 22, 2026 · Advisor changed firm · fact
  • Michael Anthony Walters left Teamwork Financial Advisors, Llc for Swbc Investment Company (registered 2024-07-09)
    Jul 17, 2024 · Advisor changed firm · fact
  • Andrew James Huber left Teamwork Financial Advisors, Llc for Magnolia Wealth (registered 2024-05-09)
    Jun 5, 2024 · Advisor changed firm · fact
  • Marlon Eduardo "Eddie" Zavala left Teamwork Financial Advisors, Llc for Mariner Advisor Network (registered 2023-10-12)
    Oct 17, 2023 · Advisor changed firm · fact
  • William Scott Perry left Teamwork Financial Advisors, Llc for Mariner Advisor Network (registered 2023-10-12)
    Oct 17, 2023 · Advisor changed firm · fact
  • 2 advisors left Teamwork Financial Advisors, LLC (San Antonio, TX) for Mariner Advisor Network on the same day
    Oct 17, 2023 · Team lift-out · derived
  • Teamwork Financial Advisors, Llc reported RAUM $606.2M, up 31% from $463.9M (2022-02-16 to 2022-03-15)
    Mar 15, 2022 · RAUM change · derived
  • Teamwork Financial Advisors, Llc reported RAUM $463.9M, up 48% from $312.5M (2020-12-17 to 2021-03-02)
    Mar 2, 2021 · RAUM change · derived
  • Teamwork Financial Advisors, Llc reported RAUM $312.5M, up 59% from $196.3M (2020-06-16 to 2020-06-18)
    Jun 18, 2020 · RAUM change · derived
  • Teamwork Financial Advisors, Llc filed its initial SEC registration (Form ADV)
    Feb 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@teamworkfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
210-687-1333reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
210-687-1336reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/teamwork-financialreportedpublic record, Form ADV, Sep 17, 2026
Website
TEAMWORKFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
210-687-1333reportedpublic record, Form ADV, Aug 14, 2026
Team page
teamworkfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$92.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026