DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vestor Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caroline Mulcahy Shoener | Vestor Capital, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Oct 11, 2021 |
| Gerald William King | Vestor Capital, LLC other | Fairhaven Wealth Management, LLC no RAUM | Other | Feb 27, 2015 | Mar 30, 2015 (31 d) |
| Janice Rachael Cope | Vestor Capital, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 12, 2014 | Jan 13, 2015 (62 d) |
| James J Karabas | Vestor Capital, LLC other | Waddell & Reed other | Other | Apr 1, 2013 | Sep 27, 2013 (179 d) |
| Charles Russell Pound | Vestor Capital, LLC other | LPL Financial LLC other | Other | Dec 13, 2012 | Dec 3, 2012 |
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5 moves match.