DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from A Smarter Way To Invest
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Blocki | A Smarter Way To Invest asset manager | Simplyria Advisor Network independent RIA | Other | Mar 10, 2021 | Jan 31, 2020 |
| Ronald John Briggs | A Smarter Way To Invest no RAUM | Peace Of Mind Wealth Management no RAUM | Other | Nov 9, 2017 | Dec 8, 2021 (1490 d) |
| Adam Blocki | A Smarter Way To Invest no RAUM | Spc other | Other | Nov 4, 2015 | Jul 21, 2016 (260 d) |
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3 moves match.