DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A• S•••••• W•• T• I•••••
Legal name A• S•••••• W•• T• I•••••• I•••
Latest filing Mar 17, 2026
First filing on the tape Jun 27, 2017 · 17 filings
SEC status approved since Jul 31, 2017
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$30.0M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$150M as of Mar 17, 2026
Mar 29, 2018$52.1M then
HNW client RAUM$0 as of Mar 17, 2026
Mar 29, 2018$2.5M then
State-registered IARs (5.B.3)5 as of Mar 17, 2026
Mar 29, 20181 then
Employees (5.A)7 as of Mar 17, 2026
Mar 29, 20183 then
Private funds: no history
RAUM +34% over the last fiscal year+26% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- $30.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $179,155derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$150M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 837reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $91.4M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••• B••••• to S•••••••• A•••••• N••••••Mar 10, 2021 · Other
- R••••• J••• B••••• to P•••• O• M••• W••••• M•••••••••Nov 9, 2017 · Other
- A••• B••••• to S••Nov 4, 2015 · Other
Joined, latest
- R••••• J••• B••••• from P•••• O• M••• W••••• M•••••••••Jan 6, 2025 · Other
- A••• B••••• from S••Aug 2, 2017 · Other
- A••• B••••• from S•••••••• A•••••• N••••••Apr 26, 2013 · Other
- R••••• J••• B••••• from B••••••••• W••••• A•••••••• L••Apr 26, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• R•••••• J••• · Founder, Chief Executive Officer, & Ccocontrolsince 11/2012 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••••• A•••••• N••••••investment advisernRAUM $215M
Advisers that list A• S•••••• W•• T• I••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brighton, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 770 to 837Mar 31, 2025 to Mar 17, 2026
- Business name · A• S•••••• W•• T• I•••••• I••• to A• S•••••• W•• T• I•••••Mar 31, 2025 to Mar 17, 2026
- Employees · 8 to 7Mar 31, 2025 to Mar 17, 2026
- Discretionary RAUM · $112M to $150MMar 31, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $278,500 to $0Mar 31, 2025 to Mar 17, 2026
- Pension RAUM · 278500.0 to unsetMar 31, 2025 to Mar 17, 2026
- RAUM · $112M to $150MMar 31, 2025 to Mar 17, 2026
- Wrap assets (manager) · $60.0M to $91.4MMar 31, 2025 to Mar 17, 2026
- Accounts · 573 to 770Sep 23, 2024 to Mar 31, 2025
- Advisory activities · 1 to 3Sep 23, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Sep 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $84.5M to $112MSep 23, 2024 to Mar 31, 2025
- RAUM · $84.8M to $112MSep 23, 2024 to Mar 31, 2025
- Accounts · 592 to 573Mar 31, 2023 to Mar 1, 2024
- Advisory employees · 2 to 4Mar 31, 2023 to Mar 1, 2024
- Employees · 2 to 8Mar 31, 2023 to Mar 1, 2024
- Insurance-licensed employees · 2 to 5Mar 31, 2023 to Mar 1, 2024
- State-registered IARs · 2 to 5Mar 31, 2023 to Mar 1, 2024
- Other offices · 1 to 2Mar 31, 2023 to Mar 1, 2024
- Discretionary RAUM · $75.2M to $84.5MMar 31, 2023 to Mar 1, 2024
- HNW RAUM · unset to 0.0Mar 31, 2023 to Mar 1, 2024
- Individual RAUM · unset to 0.0Mar 31, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $0 to $278,500Mar 31, 2023 to Mar 1, 2024
- Pension RAUM · unset to 278500.0Mar 31, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 31, 2023 to Mar 1, 2024
- RAUM · $75.2M to $84.8MMar 31, 2023 to Mar 1, 2024
- Wrap assets (manager) · $75.2M to $60.0MMar 31, 2023 to Mar 1, 2024
- Accounts · 537 to 592Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $92.6M to $75.2MMar 31, 2022 to Mar 31, 2023
- RAUM · $92.6M to $75.2MMar 31, 2022 to Mar 31, 2023
- Wrap assets (manager) · $60.5M to $75.2MMar 31, 2022 to Mar 31, 2023
- Accounts · 748 to 537Feb 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $60.5M to $92.6MFeb 7, 2022 to Mar 31, 2022
- RAUM · $60.5M to $92.6MFeb 7, 2022 to Mar 31, 2022
- Advisory employees · 1 to 2Mar 31, 2021 to Feb 7, 2022
- Employees · 1 to 2Mar 31, 2021 to Feb 7, 2022
- Insurance-licensed employees · 1 to 2Mar 31, 2021 to Feb 7, 2022
- State-registered IARs · 1 to 2Mar 31, 2021 to Feb 7, 2022
- Other offices · 0 to 1Mar 31, 2021 to Feb 7, 2022
- RAUM · $58.5M to $60.5MOct 28, 2020 to Mar 31, 2021
Signals
1 dated events
- A• S•••••• W•• T• I•••••• I••• filed its initial SEC registration (Form ADV)Jun 27, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 810-588-6178reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026