DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ashton Thomas Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claudiu A. Barbos | Ashton Thomas Securities, LLC independent RIA | Accurate Wealth Management, LLC independent RIA | RIA to RIA | Nov 17, 2025 | Dec 1, 2025 |
| Ines Seferi Kasdorf | Ashton Thomas Securities, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jul 17, 2025 | Jan 11, 2024 |
| Stephen Patrick Hartmann | Ashton Thomas Securities, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Jun 24, 2025 |
| Jon A Duprau | Ashton Thomas Securities, LLC independent RIA | Index Technologies Group LLC independent RIA | RIA to RIA | Jun 25, 2025 | May 21, 2024 |
| Brandon J Cromer | Ashton Thomas Securities, LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Nov 22, 2024 | Nov 12, 2024 |
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5 moves match.