DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mwm Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Patrick FurlongMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2019Nov 16, 2018
Frank Phillip HillMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2019Nov 16, 2018
Marcia Johnson CammackMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2019Nov 16, 2018
John George KallisMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2019Dec 16, 2019 (223 d)
Jay Gordon ConnerMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2019Dec 4, 2018
Nathaniel David McnultyMwm Advisory independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2019Nov 16, 2018
Brian W RamseyMwm Advisory otherIndependent Financial Partners otherOtherJan 25, 2016Feb 11, 2016
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7 moves match.