DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Swmg, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Clifton Francis | Swmg, LLC independent RIA | Parker Wealth Group, LLC state registered | RIA to a state-registered adviser | Aug 21, 2026 | Aug 31, 2026 |
| Kory Allen Morawietz | Swmg, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2026 | Jul 28, 2026 (46 d) |
| Cooper W Segars | Swmg, LLC independent RIA | Quadcap Wealth Management, LLC independent RIA | RIA to RIA | May 29, 2026 | Jul 2, 2026 (34 d) |
| Andrew Thomas Schmuhl | Swmg, LLC independent RIA | Gds Wealth Management independent RIA | RIA to RIA | Jan 2, 2024 | Apr 8, 2024 (97 d) |
| Stewart Bruce Leafblad | Swmg, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Nov 15, 2023 | May 21, 2024 (188 d) |
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5 moves match.