DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Clifton Francis

Parker Wealth Group, LLCstate registeredMansfield, TxIA-onlyIAPD 5537436

Feed of 09/14/2026

Also filed as Scott Francis

At current firm

0 y

since Aug 31, 2026

In the industry

18 y

since Jul 31, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Parker Wealth Group, LLC state registered current
since Aug 31, 2026 · Mansfield, Tx
Swmg, LLC independent RIA
Jun 5, 2026 to Aug 21, 2026 · Fort Worth, Tx
Hfg Wealth Management, LLC independent RIA
May 23, 2024 to Aug 7, 2026 · The Woodlands, Tx
Ameriprise Financial Services, LLC national BD
Jan 27, 2023 to May 28, 2024 · Huntsville, Tx
Edward Jones national BD
Sep 27, 2016 to Jan 31, 2023 · Huntsville, Tx
Pnc Managed Account Solutions, Inc. former
Oct 9, 2013 to Sep 15, 2016 · Huntsville, Tx
Pnc Managed Account Solutions, Inc. former
Oct 15, 2010 to Aug 6, 2012 · Houston, Tx
St Johns Wealth Management unclassified
Jun 10, 2010 to Oct 15, 2010 · Houston, Tx
Edward Jones national BD
Aug 13, 2008 to Mar 6, 2009 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Swmg, LLC to Parker Wealth Group, LLC
left Aug 21, 2026, registered Aug 31, 2026 (10 days) · RIA to a state-registered adviser
Hfg Wealth Management, LLC to Swmg, LLC
left Aug 7, 2026, registered Jun 5, 2026 (-63 days) · RIA to RIA
Ameriprise Financial Services, LLC to Hfg Wealth Management, LLC
left May 28, 2024, registered May 23, 2024 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Edward Jones to Ameriprise Financial Services, LLC
left Jan 31, 2023, registered Jan 27, 2023 (-4 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Edward Jones
left Sep 15, 2016, registered Sep 27, 2016 (12 days) · Other
St Johns Wealth Management to Pnc Managed Account Solutions, Inc.
left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
Edward Jones to St Johns Wealth Management
left Mar 6, 2009, registered Jun 10, 2010 (461 days) · Other

Signals

Scott Clifton Francis left Swmg, Llc for Parker Wealth Group, Llc (registered 2026-08-31)
Aug 21, 2026 · Advisor changed firm · fact
Scott Clifton Francis left Hfg Wealth Management, Llc for Swmg, Llc (registered 2026-06-05)
Aug 7, 2026 · Advisor changed firm · fact
Scott Clifton Francis left Ameriprise Financial Services, Llc for Hfg Wealth Management, Llc (registered 2024-05-23)
May 28, 2024 · Advisor changed firm · fact
Scott Clifton Francis left Edward Jones for Ameriprise Financial Services, Llc (registered 2023-01-27)
Jan 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address