DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guardian Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul August Alegi | Guardian Wealth Strategies, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Nov 15, 2019 | Dec 15, 2019 |
| Luke T Hannahan | Guardian Wealth Strategies, LLC independent RIA | Advisornet Wealth Partners independent RIA | RIA to RIA | May 3, 2019 | Dec 3, 2019 (214 d) |
| Clifton Anthony Ross | Guardian Wealth Strategies, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | May 3, 2019 | May 9, 2019 |
| Mark Edward Kuhne | Guardian Wealth Strategies, LLC other | Horter Investment Management, LLC independent RIA | Other | Dec 31, 2016 | Feb 2, 2022 (1859 d) |
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4 moves match.