DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rootstock Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory James SimpsonRootstock Advisors independent RIACorient independent RIARIA to RIAMar 18, 2025Feb 25, 2025
James E BlueRootstock Advisors independent RIAWealthcare Advisory Partners LLC independent RIARIA to RIAAug 24, 2021Mar 25, 2021
Serhiy ZayatsRootstock Advisors independent RIAFragasso Financial Advisors independent RIARIA to RIAJul 10, 2020Jul 21, 2021 (376 d)
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3 moves match.