DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brookstone Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn ClarkBrookstone Financial state registeredKalos Management BD affiliatedOtherOct 19, 2020Oct 19, 2020
Christopher M MaxeyBrookstone Financial state registeredKalos Management BD affiliatedOtherOct 19, 2020Oct 1, 2020
Kerwin Michael KelleyBrookstone Financial state registeredCapital Advisor Network independent RIAOtherJan 3, 2020Jan 30, 2019
Daniel Ray KerrBrookstone Financial state registeredAlphastar Capital Management independent RIAOtherJan 17, 2019Jan 14, 2019
Alex Jordan RicheyBrookstone Financial state registeredFisher Investments otherOtherSep 27, 2017Oct 9, 2017
Page 1 of 1
5 moves match.