DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Riverpoint Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas William Ginnodo | Riverpoint Wealth Management independent RIA | Fourstar Wealth Advisors, LLC independent RIA | RIA to RIA | Jun 3, 2024 | Dec 2, 2024 (182 d) |
| Mitchell James Sovis | Riverpoint Wealth Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Apr 26, 2023 |
| Carlos Jacob Cruz | Riverpoint Wealth Management independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2022 | Jul 26, 2022 (55 d) |
| Joseph Blane Shea | Riverpoint Wealth Management independent RIA | LPL Financial LLC other | Other | Oct 27, 2021 | Nov 12, 2013 |
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4 moves match.