DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Blooom, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher K CostelloBlooom, Inc. no RAUMMorgan Stanley wirehouseOtherDec 31, 2022Feb 28, 2023 (59 d)
Andrew James ThomasBlooom, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 16, 2022Jan 20, 2023 (65 d)
Stephen T PeelBlooom, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 16, 2022Mar 6, 2023 (110 d)
Brandi N ReeseBlooom, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 16, 2022Feb 15, 2023 (91 d)
Jordan NietzelBlooom, Inc. independent RIATrek Wealth Planning state registeredRIA to a state-registered adviserMay 29, 2018May 28, 2020 (730 d)
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5 moves match.