DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew James Thomas

Cetera Planning Partnersindependent RIAOverland Park, Ks dual registrantIAPD 6085069

Feed of 09/15/2026

Also filed as Andrew James Thomas

At current firm

2 y

since May 21, 2024

In the industry

13 y

since Mar 6, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Planning Partners independent RIA current
since May 21, 2024 · Overland Park, Ks
Morgan Stanley wirehouse
Jan 20, 2023 to May 28, 2024 · Purchase, Ny
Blooom, Inc. former
Oct 3, 2015 to Nov 16, 2022 · Overland Park, Ks
Creative Planning independent RIA
Jun 29, 2015 to Sep 28, 2015 · Overland Park, Ks
Smart401k, LLC former
Mar 7, 2013 to Jul 9, 2015 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Cetera Planning Partners
left May 28, 2024, registered May 21, 2024 (-7 days) · Wirehouse to independent RIA
Blooom, Inc. to Morgan Stanley
left Nov 16, 2022, registered Jan 20, 2023 (65 days) · RIA to wirehouse · moved with a team
Creative Planning to Blooom, Inc.
left Sep 28, 2015, registered Oct 3, 2015 (5 days) · Other
Smart401k, LLC to Creative Planning
left Jul 9, 2015, registered Jun 29, 2015 (-10 days) · Other

Signals

Andrew James Thomas left Morgan Stanley for Cetera Planning Partners (registered 2024-05-21)
May 28, 2024 · Advisor changed firm · fact
Andrew James Thomas left Blooom, Inc. for Morgan Stanley (registered 2023-01-20)
Nov 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address