DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Robotic Trading Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lindsay Morganstein | Robotic Trading Advisors, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2017 | Feb 9, 2022 (1501 d) |
| Robert James Roche | Robotic Trading Advisors, LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Nov 20, 2017 | Nov 30, 2017 |
| Sheldon Singleton | Robotic Trading Advisors, LLC other | Prosperity Economics Partners, LLC no RAUM | Other | Mar 18, 2015 | Dec 12, 2016 (635 d) |
| Todd Michael Ruble | Robotic Trading Advisors, LLC other | Stonegate Capital Advisors, LLC other | Other | Mar 18, 2015 | May 6, 2015 (49 d) |
| Pelayo Nicholas Garcia | Robotic Trading Advisors, LLC other | Secure Investment Management, LLC other | Other | Jan 13, 2015 | Nov 4, 2015 (295 d) |
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5 moves match.