DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Md Financial Advisors / Vestment Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Graham Daniel BurkeMd Financial Advisors / Vestment Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2024Jan 30, 2025 (90 d)
Eric Scott SchmitzMd Financial Advisors / Vestment Financial independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 1, 2023Feb 3, 2023
Alexander John MesserMd Financial Advisors / Vestment Financial independent RIARitholtz Wealth Management independent RIARIA to RIAJun 10, 2021Jun 16, 2021
Amanda Lynne ParsonsMd Financial Advisors / Vestment Financial independent RIAPrairieview Partners, LLC independent RIARIA to RIAJun 10, 2021Jan 21, 2022 (225 d)
Michael Joel UrchMd Financial Advisors / Vestment Financial independent RIABrown Wealth Management, LLC independent RIARIA to RIADec 12, 2018Aug 15, 2018
Jacob M StanczykMd Financial Advisors / Vestment Financial independent RIAThe Advocate Group, LLC independent RIARIA to RIAJun 17, 2016May 26, 2022 (2169 d)
Steven Richard McgowanMd Financial Advisors / Vestment Financial independent RIACla Financial Advisors, LLC otherOtherAug 24, 2015Mar 24, 2016 (213 d)
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7 moves match.