DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mallard Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William D. StarnesMallard Advisors independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 16, 2022Sep 22, 2022
Charles Mitchell FrylingMallard Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2019Oct 25, 2019 (52 d)
Michael Morgan TolliverMallard Advisors independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 31, 2018Feb 6, 2019 (98 d)
Page 1 of 1
3 moves match.