DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Morgan Tolliver
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike M Tolliver
At current firm
0 y
since May 20, 2026
In the industry
13 y
since Feb 11, 2013 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince May 20, 2026 · Beaver Falls, Pa
- Hornor, Townsend & Kent, LLC independent RIAOct 9, 2019 to Jul 28, 2020 · Newark, De
- Pruco Securities, LLC no RAUMFeb 6, 2019 to Sep 19, 2019 · Camp Hill, Pa
- Mallard Advisors formerJan 9, 2018 to Oct 31, 2018 · Hockessin, De
- Navy Federal Investment Services, LLC BD affiliatedJan 4, 2017 to Oct 24, 2017 · Colorado Springs, Co
- Navy Federal Asset Management, LLC formerApr 21, 2016 to Jan 4, 2017 · Aurora, Co
- LPL Financial LLC BD affiliatedDec 12, 2014 to Apr 29, 2016 · Greenwood Village, Co
- Larson Financial Group, LLC BD affiliatedOct 28, 2014 to Dec 15, 2014 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Hornor, Townsend & Kent, LLC to Allstate Financial Advisors, LLCleft Jul 28, 2020, registered May 20, 2026 (2122 days) · Affiliated broker-dealer or bank to another
- Pruco Securities, LLC to Hornor, Townsend & Kent, LLCleft Sep 19, 2019, registered Oct 9, 2019 (20 days) · Affiliated broker-dealer or bank to another
- Mallard Advisors to Pruco Securities, LLCleft Oct 31, 2018, registered Feb 6, 2019 (98 days) · RIA to affiliated broker-dealer or bank
- Navy Federal Investment Services, LLC to Mallard Advisorsleft Oct 24, 2017, registered Jan 9, 2018 (77 days) · Other
- Navy Federal Asset Management, LLC to Navy Federal Investment Services, LLCleft Jan 4, 2017, registered Jan 4, 2017 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Navy Federal Asset Management, LLCleft Apr 29, 2016, registered Apr 21, 2016 (-8 days) · Other
- Larson Financial Group, LLC to LPL Financial LLCleft Dec 15, 2014, registered Dec 12, 2014 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address