DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Teams Alliance
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Robert Harwood | Wealth Teams Alliance independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Nov 6, 2025 | Nov 7, 2025 |
| Renee Grace Faison | Wealth Teams Alliance independent RIA | World Equity Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2021 | May 22, 2020 |
| Michael Paul Bennitt | Wealth Teams Alliance independent RIA | World Equity Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2020 | Sep 16, 2019 |
| Gary Michael Smith | Wealth Teams Alliance independent RIA | Grace And Porta Financial Services, LLC unclassified | Other | Mar 2, 2017 | Dec 15, 2016 |
| David Thomas Carson | Wealth Teams Alliance independent RIA | Dtcarson Asset Management state registered | RIA to a state-registered adviser | Mar 2, 2017 | Dec 16, 2016 |
| James Henry Morgan | Wealth Teams Alliance independent RIA | James Morgan Asset Management, LLC state registered | RIA to a state-registered adviser | Feb 25, 2016 | Jan 4, 2016 |
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6 moves match.