DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Luken Investment Analytics, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Ann Terrell | Luken Investment Analytics, LLC independent RIA | Westminster Financial Advisory Corp independent RIA | RIA to RIA | Jul 8, 2025 | Sep 17, 2025 (71 d) |
| Joseph Vito Affatigato | Luken Investment Analytics, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2024 | Mar 20, 2025 (183 d) |
| Christian Blaise Sarver | Luken Investment Analytics, LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2020 | May 19, 2021 (211 d) |
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3 moves match.