DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Towneley Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Jolyon Monroe | Towneley Capital Management, Inc. mixed wealth | 8020 Capital Management state registered | RIA to a state-registered adviser | Apr 6, 2026 | Jul 24, 2026 (109 d) |
| Cynthia Rose Sforza | Towneley Capital Management, Inc. mixed wealth | Lucidity Wealth Advisors Inc. state registered | RIA to a state-registered adviser | Aug 22, 2023 | Aug 15, 2023 |
| Christopher Michael Gardner | Towneley Capital Management, Inc. mixed wealth | Seia BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2019 | Jan 2, 2025 (1931 d) |
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3 moves match.