DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Parady Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Lorraine Spurlock | Parady Wealth Management independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jan 11, 2021 | Feb 12, 2021 (32 d) |
| Stephen James Schneider | Parady Wealth Management independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Nov 2, 2020 | Dec 23, 2020 (51 d) |
| Brian Robert Wise | Parady Wealth Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 19, 2019 | Jan 3, 2020 (106 d) |
| Bart Alan Patterson | Parady Wealth Management independent RIA | Golden Reserve Retirement, LLC independent RIA | RIA to RIA | Jun 26, 2018 | Sep 12, 2018 (78 d) |
| Catherine Cagle Harris | Parady Wealth Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 16, 2017 | Jun 9, 2017 |
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5 moves match.