DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Argent Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Michael Duchesneau | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Oct 24, 2020 |
| Richard Daniel Kahn | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 24, 2020 |
| Matthew Sapir Ristuccia | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 24, 2020 |
| Kimberly S Morrow | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 8, 2020 |
| Matthew Conroy | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 8, 2020 |
| Lynn Waples | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Nov 17, 2020 |
| Joseph Edward Henry | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Jan 4, 2021 (49 d) |
| Jeffrey Joseph Harrington | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Dec 15, 2020 |
| Timothy David Duchesneau | Argent Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2020 | Jan 22, 2021 (67 d) |
| Jason E Ross | Argent Wealth Management, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | May 29, 2020 | Mar 20, 2026 (2121 d) |
| James A Gilloran | Argent Wealth Management, LLC other | Eaton Vance Wateroak Advisors independent RIA | Other | Jul 27, 2017 | Mar 26, 2019 (607 d) |
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11 moves match.