DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mindful Money
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Bradley Jacobs | Mindful Money independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2021 | Jan 14, 2022 |
| Jonathan K Deyoe | Mindful Money independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2021 | Jan 13, 2025 (1118 d) |
| Carrie A Sax | Mindful Money independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 22, 2021 | Jan 14, 2022 |
| Nancy Wright Cooper | Mindful Money independent RIA | Topel & Distasi Wealth Management, LLC independent RIA | RIA to RIA | Jan 25, 2019 | Jan 1, 2025 (2168 d) |
| Naomi Anna Louise Evans-Jalloh | Mindful Money other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 2, 2017 | Oct 24, 2017 |
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5 moves match.