DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mariner Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Robert HousenMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Sep 29, 2016
Paul Jude ConfortiMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 9, 2016
Christopher Alan LukasMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 15, 2016
Alicia Rose FrycMariner Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Jun 12, 2021 (894 d)
George M. SteinerMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 15, 2016
Cory Mark AllenMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Sep 1, 2015
Theodore J CardasisMariner Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Jul 24, 2019 (205 d)
Amanda Jean SalemiMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 15, 2016
Nicholas Hewston RaffettoMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 15, 2016
Patrick Robert HousenMariner Wealth Advisors independent RIAMariner otherOtherDec 31, 2018Nov 28, 2016
Keith Gorman DowlingMariner Wealth Advisors otherMariner otherOtherJun 5, 2017Mar 17, 2015
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11 moves match.