DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Star Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Andrew LovikStar Capital Inc. independent RIAStrategic Asset Management LLC. independent RIARIA to RIAMar 29, 2023Feb 5, 2020
Wade Michael JohnsonStar Capital Inc. independent RIAStrategic Asset Management LLC. independent RIARIA to RIADec 31, 2020Jan 4, 2021
Gregory Lee PetrieStar Capital Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 31, 2020Sep 16, 2020 (47 d)
Adam BeachStar Capital Inc. independent RIATransamerica Retirement Advisors, LLC mixed wealthRIA to RIAFeb 13, 2019Feb 21, 2019
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4 moves match.