DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Pension Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Sullivan Dooley | Alpha Pension Group, Inc. institutional | Global Retirement Partners LLC other | Other | Mar 14, 2019 | Aug 15, 2016 |
| Jared Jon Manville | Alpha Pension Group, Inc. no RAUM | Greenleaf Advisors institutional | Other | Dec 24, 2018 | Feb 26, 2019 (64 d) |
| Patrick Nee | Alpha Pension Group, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Jul 11, 2016 | Aug 9, 2016 |
| Douglas Padden | Alpha Pension Group, Inc. no RAUM | Eagle Strategies LLC other | Other | Jul 11, 2016 | Mar 16, 2015 |
| Thomas Mark Parlon | Alpha Pension Group, Inc. no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Aug 25, 2015 | Aug 24, 2021 (2191 d) |
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5 moves match.