DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prairie Sky Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark James Lucaccioni | Prairie Sky Financial Group independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2025 | Oct 14, 2025 |
| Brennan Harrington | Prairie Sky Financial Group independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2025 | Oct 14, 2025 |
| Michael Richard Cason | Prairie Sky Financial Group independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2025 | Oct 14, 2025 |
| Elliott Arthur Vaughn | Prairie Sky Financial Group independent RIA | Iht Wealth Management LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | Dec 2, 2024 |
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4 moves match.