DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Symphony Financial, Ltd. Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Edward Ferrin | Symphony Financial, Ltd. Co. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2024 | Feb 21, 2024 |
| Rickey Jack Carlson | Symphony Financial, Ltd. Co. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2023 | Feb 21, 2023 |
| Natalie J. Gaskamp | Symphony Financial, Ltd. Co. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 29, 2019 | Feb 15, 2018 |
| Robert Barclift Borden | Symphony Financial, Ltd. Co. other | Hfg Wealth Management, LLC independent RIA | Other | Jan 25, 2018 | Jun 26, 2018 (152 d) |
| Larry Todd Fisher | Symphony Financial, Ltd. Co. other | H. Beck, Inc. other | Other | Sep 19, 2017 | Oct 12, 2017 |
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5 moves match.