DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lwm Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tony Edward DuboseLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAAug 31, 2026Mar 27, 2026
Joel Angel PalatnikLwm Advisory Services, LLC independent RIALPL Financial LLC independent RIARIA to RIAAug 31, 2026Dec 22, 2017
Marco R BohorquezLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJul 31, 2026Mar 24, 2026
Barbara Eileen SacharowLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJul 31, 2026Mar 24, 2026
Sonja KoppenwallnerLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJul 31, 2026Mar 24, 2026
Valeria Carolina OrtegaLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJul 31, 2026Mar 24, 2026
Claudia Nuri RubensteinLwm Advisory Services, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJul 31, 2026Mar 24, 2026
Rely HechterLwm Advisory Services, LLC independent RIAOlea Advisory Services state registeredRIA to a state-registered adviserMar 17, 2026Apr 10, 2026
Juan David CanasLwm Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankSep 12, 2023Sep 13, 2023
Jonathan Phillip MacyLwm Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2022May 4, 2023 (336 d)
Page 1 of 1
10 moves match.