DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lazari Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gil O Aikins | Lazari Capital Management, Inc. independent RIA | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jul 19, 2024 | Jul 6, 2023 |
| Michael K De Luz | Lazari Capital Management, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Apr 23, 2020 |
| Taj Zachary Rohr | Lazari Capital Management, Inc. independent RIA | Rohr Capital Management state registered | RIA to a state-registered adviser | Apr 12, 2019 | Dec 26, 2018 |
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3 moves match.