DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waterfront Wealth Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Perrin | Waterfront Wealth Inc. independent RIA | Intellicents Investment Solutions Inc other | Other | Nov 29, 2022 | Nov 28, 2022 |
| Erin Kathleen O'Brien | Waterfront Wealth Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 8, 2022 | Nov 9, 2022 |
| Randall Scott Powell | Waterfront Wealth Inc. independent RIA | Iht Wealth Management LLC independent RIA | RIA to RIA | Feb 25, 2019 | Mar 22, 2019 |
| Brett Arthur Banks | Waterfront Wealth Inc. other | Cetera Advisor Networks LLC other | Other | Feb 8, 2018 | Feb 15, 2018 |
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4 moves match.