DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rosenbaum Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Phillip RosenbaumRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Oct 11, 2021
Darin Andrew SevierRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Jan 15, 2025 (1021 d)
Kimberly Sue RosenbergRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Jan 1, 2026 (1372 d)
Katherine Anne QuickRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Oct 12, 2021
Katelyn Elizabeth SpanglerRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Oct 11, 2021
Jana BasdenRosenbaum Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 7, 2018Jun 22, 2018
Joel Craig FishmanRosenbaum Financial otherRitholtz Wealth Management independent RIAOtherNov 11, 2015Jul 24, 2026 (3908 d)
Georgia Lee HusseyRosenbaum Financial otherModernist Financial, LLC independent RIAOtherJul 31, 2015Nov 4, 2025 (3749 d)
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8 moves match.