DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rubicon Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julio Christian Marrero | Rubicon Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Dec 1, 2025 |
| Andrew Francis Tenaglia | Rubicon Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2023 | Oct 30, 2023 |
| Jaymes Thomas Arnold | Rubicon Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2021 | Mar 8, 2021 |
| Andrew Rocky Chen | Rubicon Advisors independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | Aug 20, 2019 | Aug 1, 2019 |
| Leroy Dennis Simpson | Rubicon Advisors other | Raymond James Financial Services Advisors, Inc other | Other | Mar 6, 2017 | Mar 9, 2017 |
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5 moves match.