DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shp Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Matthew Smith | Shp Wealth Management, LLC independent RIA | Kelly Financial Services LLC independent RIA | RIA to RIA | Sep 4, 2025 | Dec 19, 2025 (106 d) |
| Joseph Arthur Anderson | Shp Wealth Management, LLC independent RIA | Retirement Financial Group, LLC independent RIA | RIA to RIA | Mar 19, 2025 | Mar 19, 2025 |
| Michael J Hatch | Shp Wealth Management, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 21, 2023 | Aug 21, 2024 (547 d) |
| Ezekiel Waisel | Shp Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | Oct 18, 2022 |
| Hudsen Walter Hagland | Shp Wealth Management, LLC independent RIA | Afs Wealth Management LLC state registered | RIA to a state-registered adviser | Jun 27, 2022 | Nov 10, 2022 (136 d) |
| Bernard John Lynch | Shp Wealth Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Feb 16, 2024 (2005 d) |
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6 moves match.