DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fountain Financial Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Mark RileyFountain Financial Associates, Inc. independent RIACaptrust institutionalOtherMar 30, 2020Jul 30, 2020 (122 d)
Vinton Earl FountainFountain Financial Associates, Inc. independent RIACaptrust institutionalOtherMar 30, 2020Feb 3, 2020
Francis Martin BeamFountain Financial Associates, Inc. independent RIACaptrust institutionalOtherMar 30, 2020Feb 3, 2020
Robert Franklin WarwickFountain Financial Associates, Inc. independent RIACaptrust institutionalOtherMar 30, 2020Feb 3, 2020
Brice Sawyer GibsonFountain Financial Associates, Inc. independent RIACaptrust institutionalOtherMar 30, 2020Feb 3, 2020
Dorothy Ann SperryFountain Financial Associates, Inc. otherScottrade Investment Management otherOtherAug 17, 2016Apr 4, 2017 (230 d)
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6 moves match.